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This is a featured job

This is a Full time job

Auckland CBD, Auckland
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
Featured
Featured
This is a featured job

This is a Full time job

Auckland CBD, Auckland
Play a critical role in managing investor onboarding, registry maintenance, and capital activity execution for a portfolio of private market funds.
Play a critical role in managing investor onboarding, registry maintenance, and capital activity execution for a portfolio of private market funds.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
Featured
Featured
Listed thirteen days ago

This is a Full time job

Takapuna, Auckland
$130,000 – $170,000 per year
  • Senior leadership role with real influence across the business
  • Full ownership of compliance in a growing financial services firm
  • Opportunity to shape strategy within a high-growth, international environment
  • Senior leadership role with real influence across the business
  • Full ownership of compliance in a growing financial services firm
  • Opportunity to shape strategy within a high-growth, international environment
Lead compliance strategy and governance, working closely with the Board in a high impact, senior leadership role, driving excellence
Lead compliance strategy and governance, working closely with the Board in a high impact, senior leadership role, driving excellence
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
13d ago
13d ago
Listed eleven days ago

This is a Full time job

Auckland CBD, Auckland
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
11d ago
11d ago
Listed eleven days ago

This is a Part time job

Auckland CBD, Auckland(Remote)
Own compliance for a leading real estate brand across New Zealand — drive real results, work remotely
Own compliance for a leading real estate brand across New Zealand — drive real results, work remotely
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11d ago
11d ago
Listed three days ago

This is a Full time job

Greenlane, Auckland
  • Exposure across multiple regulatory frameworks
  • Work directly with senior leadership
  • Career growth in a trusted financial services brand
  • Exposure across multiple regulatory frameworks
  • Work directly with senior leadership
  • Career growth in a trusted financial services brand
Join us as a Risk & Compliance Officer and help drive regulatory excellence while shaping a strong governance and compliance culture.
Join us as a Risk & Compliance Officer and help drive regulatory excellence while shaping a strong governance and compliance culture.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
3d ago
3d ago
Listed ten days ago

This is a Full time job

Auckland CBD, Auckland
4% KiwiSaver + volunteer day + free onsite gym!
  • Senior leadership role with direct influence across executive decisions
  • Own and shape compliance strategy across a growing financial services group
  • Lead regulatory engagement and compliance across NZ and Australia
  • Senior leadership role with direct influence across executive decisions
  • Own and shape compliance strategy across a growing financial services group
  • Lead regulatory engagement and compliance across NZ and Australia
Senior compliance leader providing Group wide oversight, executive advice and regulatory leadership across New Zealand and Australia.
Senior compliance leader providing Group wide oversight, executive advice and regulatory leadership across New Zealand and Australia.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
10d ago
10d ago
Listed twenty one hours ago

Be an early applicant

This is a Full time job

Wellington Central, Wellington
Competitive remuneration
  • KiwiSaver matching up to 8%, after 3 years of service.
  • Generous leave provisions
  • Competitive remuneration with a discretionary performance-based bonus.
  • KiwiSaver matching up to 8%, after 3 years of service.
  • Generous leave provisions
  • Competitive remuneration with a discretionary performance-based bonus.
Lead the continued development and maintenance of our risk management and compliance framework.
Lead the continued development and maintenance of our risk management and compliance framework.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
21h ago
21h ago
Listed five days ago

This is a Full time job

Auckland CBD, Auckland
  • Newmarket location
  • Career progression
  • Fast paced environment
  • Newmarket location
  • Career progression
  • Fast paced environment
This role is instrumental in championing and influencing robust Line 2 Non-Financial Risk management within Heartland Bank
This role is instrumental in championing and influencing robust Line 2 Non-Financial Risk management within Heartland Bank
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed twenty six days ago

Expiring soon

This is a Full time job

Auckland CBD, Auckland
  • Direct report to the Chief Compliance Officer
  • FMA-regulated derivatives issuer across multiple jurisdictions around the world
  • Hands-on role across compliance, AML/CFT, and regulatory monitoring
  • Direct report to the Chief Compliance Officer
  • FMA-regulated derivatives issuer across multiple jurisdictions around the world
  • Hands-on role across compliance, AML/CFT, and regulatory monitoring
Compliance Analyst role in an Akld based FMA-regulated derivatives issuer. Report to the CCO. Multiple jurisdictions around the world. Scaling fast.
Compliance Analyst role in an Akld based FMA-regulated derivatives issuer. Report to the CCO. Multiple jurisdictions around the world. Scaling fast.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
26d ago
26d ago
Listed four days ago

This is a Full time job

Mount Eden, Auckland
  • Entry-level finance role with full training and support
  • Help customers with fair, practical, solution-focused outcomes
  • Supportive Mt Eden team with real career growth opportunities
  • Entry-level finance role with full training and support
  • Help customers with fair, practical, solution-focused outcomes
  • Supportive Mt Eden team with real career growth opportunities
Help customers find fair solutions while building your finance career with MTF Finance Mt Eden
Help customers find fair solutions while building your finance career with MTF Finance Mt Eden
subClassification: Account & Relationship ManagementAccount & Relationship Management
classification: Banking & Financial Services(Banking & Financial Services)
4d ago
4d ago
Listed twenty four days ago

Expiring soon

This is a Contract/Temp job

Auckland CBD, Auckland(Hybrid)
  • Embed risk into real delivery, not just frameworks
  • Work across teams, influencing leaders and outcomes
  • Meaningful national impact
  • Embed risk into real delivery, not just frameworks
  • Work across teams, influencing leaders and outcomes
  • Meaningful national impact
Lead practical risk uplift across a national organisation. Embed frameworks, shape decisions, and influence outcomes in a complex environment.
Lead practical risk uplift across a national organisation. Embed frameworks, shape decisions, and influence outcomes in a complex environment.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
24d ago
24d ago
Listed twelve days ago

This is a Full time job

Greenlane, Auckland(Hybrid)
Salary + Life Insurance + Birthday Leave
  • Own AML/CFT, CCCFA & core compliance frameworks
  • Lead monitoring, audits & regulatory engagement
  • Report to CEO & shape compliance strategy
  • Own AML/CFT, CCCFA & core compliance frameworks
  • Lead monitoring, audits & regulatory engagement
  • Report to CEO & shape compliance strategy
Lead compliance, drive strong governance and regulatory excellence. Senior compliance role with CEO exposure and real organisational impact.
Lead compliance, drive strong governance and regulatory excellence. Senior compliance role with CEO exposure and real organisational impact.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
12d ago
12d ago
Listed twenty six days ago

Expiring soon

This is a Full time job

Greenlane, Auckland
$90K - $100K + Bonus Structure
  • Established business that values longevity, wellbeing + Positive team culture
  • Immediate start available + Close to shops, locals cafes and public transport
  • Pathways to develop your skills, take on new challenges + Advance your career
  • Established business that values longevity, wellbeing + Positive team culture
  • Immediate start available + Close to shops, locals cafes and public transport
  • Pathways to develop your skills, take on new challenges + Advance your career
Step into a Regulatory Risk & Compliance role, taking ownership of compliance, managing risk, and delivering practical solutions
Step into a Regulatory Risk & Compliance role, taking ownership of compliance, managing risk, and delivering practical solutions
Recruited byBec Groves
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
26d ago
26d ago
Listed five days ago

This is a Full time job

Newmarket, Auckland(Hybrid)
$65,000 – $80,000 per year
Exciting opportunity to work with an industry leader! Calling all administrators and Analysts!
Exciting opportunity to work with an industry leader! Calling all administrators and Analysts!
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed eleven days ago

This is a Full time job

Ellerslie, Auckland(Hybrid)
  • Be part of a fast growing, global company
  • Flexible working hours
  • Hybrid work set
  • Be part of a fast growing, global company
  • Flexible working hours
  • Hybrid work set
We are looking for a Compliance Associate to join our team
We are looking for a Compliance Associate to join our team
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11d ago
11d ago
Listed five days ago

This is a Full time job

Auckland CBD, Auckland
Play a critical role in managing investor onboarding, registry maintenance, and capital activity execution for a portfolio of private market funds.
Play a critical role in managing investor onboarding, registry maintenance, and capital activity execution for a portfolio of private market funds.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed four days ago
  • Bring your risk and compliance experience to this important role
  • Support our nationally significant workstreams
  • Permanent, full-time opportunity based in Wellington or Auckland
  • Bring your risk and compliance experience to this important role
  • Support our nationally significant workstreams
  • Permanent, full-time opportunity based in Wellington or Auckland
We are looking to welcome a new Risk and Compliance Analyst to support our nationally significant mahi.
We are looking to welcome a new Risk and Compliance Analyst to support our nationally significant mahi.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
4d ago
4d ago
Listed twenty seven days ago

Expiring soon

This is a Full time job

Eden Terrace, Auckland
  • Join a supportive team with extensive experience in financial advice
  • Career development opportunity
  • Great office culture and perks
  • Join a supportive team with extensive experience in financial advice
  • Career development opportunity
  • Great office culture and perks
Join us as a Advice & Compliance Support! Ensure NZ financial advisers thrive with top-notch compliance support and grow in a supportive team.
Join us as a Advice & Compliance Support! Ensure NZ financial advisers thrive with top-notch compliance support and grow in a supportive team.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
27d ago
27d ago
Listed one hour ago

Be an early applicant

This is a Full time job

Auckland CBD, Auckland
  • Broad leadership across operations, people & culture, marketing and compliance
  • Hands-on generalist position with direct access to senior leadership
  • Christchurch based
  • Broad leadership across operations, people & culture, marketing and compliance
  • Hands-on generalist position with direct access to senior leadership
  • Christchurch based
Shape the operational heart of a high-performing firm. Lead corporate services across people, technology, brand and compliance — with real impact
Shape the operational heart of a high-performing firm. Lead corporate services across people, technology, brand and compliance — with real impact
subClassification: ManagementManagement
classification: Banking & Financial Services(Banking & Financial Services)
1h ago
1h ago
Listed one hour ago

Be an early applicant

This is a Full time job

Christchurch Central, Canterbury
  • Broad leadership across operations, people & culture, marketing and compliance
  • Hands-on generalist position with direct access to senior leadership
  • Christchurch based
  • Broad leadership across operations, people & culture, marketing and compliance
  • Hands-on generalist position with direct access to senior leadership
  • Christchurch based
Shape the operational heart of a high-performing firm. Lead corporate services across people, technology, brand and compliance — with real impact
Shape the operational heart of a high-performing firm. Lead corporate services across people, technology, brand and compliance — with real impact
subClassification: ManagementManagement
classification: Banking & Financial Services(Banking & Financial Services)
1h ago
1h ago
Listed twenty seven days ago

Expiring soon

This is a Full time job

Newmarket, Auckland(Hybrid)
$70,000 – $80,000 per year
Seamless client onboarding in AML compliance. Competitive salary, career growth, benefits.
Seamless client onboarding in AML compliance. Competitive salary, career growth, benefits.
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
27d ago
27d ago
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