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This is a featured job

KYC & Client Operations Coordinator

at SNB Finance Holdings Limited

This is a Full time job

Auckland CBD, Auckland
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
Featured
Featured
This is a featured job

Operations Manager

at FSG Wealth Ltd

This is a Full time job

Auckland CBD, Auckland
  • Opportunity to make the role your own
  • Long established and successful business
  • Experienced and future focused owner
  • Opportunity to make the role your own
  • Long established and successful business
  • Experienced and future focused owner
This role isn’t about keeping things running, it’s about driving our evolution. Helping to turn an established business into a future lead advisory.
This role isn’t about keeping things running, it’s about driving our evolution. Helping to turn an established business into a future lead advisory.
subClassification: ManagementManagement
classification: Banking & Financial Services(Banking & Financial Services)
Featured
Featured
Listed eleven days ago

KYC & Client Operations Coordinator

at SNB Finance Holdings Limited

This is a Full time job

Auckland CBD, Auckland
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
  • Hands-on KYC onboarding experience in a regulated brokerage
  • Exposure to screening tools (e.g. Dow Jones) and risk assessment
  • Clear pathway into AML, compliance or operations roles
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
Join a growing online brokerage and gain hands-on experience in KYC onboarding and client operations. Immediate start preferred.
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
11d ago
11d ago
Listed one day ago

Service Delivery Associate

at Milford Asset Management

This is a Full time job

Auckland CBD, Auckland(Hybrid)
  • Join a leading New Zealand investment management brand
  • Engage with the business to deliver outstanding results
  • Challenging and rewarding role with lots of variety
  • Join a leading New Zealand investment management brand
  • Engage with the business to deliver outstanding results
  • Challenging and rewarding role with lots of variety
Great opportunity to be the go-to person for service delivery support and grow your career at Milford.
Great opportunity to be the go-to person for service delivery support and grow your career at Milford.
subClassification: Client ServicesClient Services
classification: Banking & Financial Services(Banking & Financial Services)
1d ago
1d ago
Listed twenty six days ago

Compliance Analyst

at Black Bull Group limited

This is a Full time job

Auckland CBD, Auckland
  • Direct report to the Chief Compliance Officer
  • FMA-regulated derivatives issuer across multiple jurisdictions around the world
  • Hands-on role across compliance, AML/CFT, and regulatory monitoring
  • Direct report to the Chief Compliance Officer
  • FMA-regulated derivatives issuer across multiple jurisdictions around the world
  • Hands-on role across compliance, AML/CFT, and regulatory monitoring
Compliance Analyst role in an Akld based FMA-regulated derivatives issuer. Report to the CCO. Multiple jurisdictions around the world. Scaling fast.
Compliance Analyst role in an Akld based FMA-regulated derivatives issuer. Report to the CCO. Multiple jurisdictions around the world. Scaling fast.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
26d ago•Expiring
26d ago•Expiring
Listed one day ago

Quality Assurance and Risk Officer

at Fred Recruitment

This is a Full time job

Newmarket, Auckland(Hybrid)
Up to $90K
  • Onsite parking (Huge perk in central Newmarket)
  • Insurance + Wellness Perks! Start ASAP
  • Flexible working hours + 2 days working from home
  • Onsite parking (Huge perk in central Newmarket)
  • Insurance + Wellness Perks! Start ASAP
  • Flexible working hours + 2 days working from home
Dive into this Quality Assurance, Risk, and Compliance role, working closely with teams to lift performance and drive continuous improvement
Dive into this Quality Assurance, Risk, and Compliance role, working closely with teams to lift performance and drive continuous improvement
Recruited byBec Groves
subClassification: OtherOther
classification: Insurance & Superannuation(Insurance & Superannuation)
1d ago
1d ago
Listed five days ago

Operations Manager

at FSG Wealth Ltd

This is a Full time job

Auckland CBD, Auckland
  • Opportunity to make the role your own
  • Long established and successful business
  • Experienced and future focused owner
  • Opportunity to make the role your own
  • Long established and successful business
  • Experienced and future focused owner
This role isn’t about keeping things running, it’s about driving our evolution. Helping to turn an established business into a future lead advisory.
This role isn’t about keeping things running, it’s about driving our evolution. Helping to turn an established business into a future lead advisory.
subClassification: ManagementManagement
classification: Banking & Financial Services(Banking & Financial Services)
5d ago
5d ago
Listed six days ago

Registry Officer

at Caruso Software Limited

This is a Full time job

Auckland CBD, Auckland
Play a critical role in managing investor onboarding, registry maintenance, and capital activity execution for a portfolio of private market funds.
Play a critical role in managing investor onboarding, registry maintenance, and capital activity execution for a portfolio of private market funds.
subClassification: Corporate Finance & Investment BankingCorporate Finance & Investment Banking
classification: Banking & Financial Services(Banking & Financial Services)
6d ago
6d ago
Listed fourteen hours ago

Senior Manager Financial Crime / Manager Financial Crime

at Bank of China (New Zealand)
Be an early applicant

This is a Full time job

Auckland CBD, Auckland
Join a growing international bank. Shape effective financial crime risk practices and advance your career in a collaborative environment.
Join a growing international bank. Shape effective financial crime risk practices and advance your career in a collaborative environment.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
14h ago
14h ago
Listed twenty eight days ago

Advice and Compliance Support

at The Adviser Platform

This is a Full time job

Eden Terrace, Auckland
  • Join a supportive team with extensive experience in financial advice
  • Career development opportunity
  • Great office culture and perks
  • Join a supportive team with extensive experience in financial advice
  • Career development opportunity
  • Great office culture and perks
Join us as a Advice & Compliance Support! Ensure NZ financial advisers thrive with top-notch compliance support and grow in a supportive team.
Join us as a Advice & Compliance Support! Ensure NZ financial advisers thrive with top-notch compliance support and grow in a supportive team.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
28d ago•Expiring
28d ago•Expiring
Listed fourteen days ago

Compliance Director - Financial Services

at deVere New Zealand Limited

This is a Full time job

Takapuna, Auckland
$130,000 – $170,000 per year
  • Senior leadership role with real influence across the business
  • Full ownership of compliance in a growing financial services firm
  • Opportunity to shape strategy within a high-growth, international environment
  • Senior leadership role with real influence across the business
  • Full ownership of compliance in a growing financial services firm
  • Opportunity to shape strategy within a high-growth, international environment
Lead compliance strategy and governance, working closely with the Board in a high impact, senior leadership role, driving excellence
Lead compliance strategy and governance, working closely with the Board in a high impact, senior leadership role, driving excellence
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
14d ago
14d ago
Listed one day ago

Legal Counsel

at Financial Markets Authority (FMA)

This is a Full time job

Auckland CBD, Auckland(Hybrid)
$95,000 - $105,000 + great benefits
  • Central CBD location, close to public transport
  • Hybrid environment - three days a week in the office, two from home
  • 4% KiwiSaver, health and life insurance, plus additional leave
  • Central CBD location, close to public transport
  • Hybrid environment - three days a week in the office, two from home
  • 4% KiwiSaver, health and life insurance, plus additional leave
Join our in-house Legal team, finalists for ILANZ Public Sector In-house Team of the Year 2026!
Join our in-house Legal team, finalists for ILANZ Public Sector In-house Team of the Year 2026!
subClassification: Generalists - In-houseGeneralists - In-house
classification: Legal(Legal)
1d ago
1d ago
Listed four days ago

Risk & Compliance Officer

at Instant Finance

This is a Full time job

Greenlane, Auckland
  • Exposure across multiple regulatory frameworks
  • Work directly with senior leadership
  • Career growth in a trusted financial services brand
  • Exposure across multiple regulatory frameworks
  • Work directly with senior leadership
  • Career growth in a trusted financial services brand
Join us as a Risk & Compliance Officer and help drive regulatory excellence while shaping a strong governance and compliance culture.
Join us as a Risk & Compliance Officer and help drive regulatory excellence while shaping a strong governance and compliance culture.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
4d ago
4d ago
Listed eleven days ago

Head of Compliance

at Avanti Finance

This is a Full time job

Auckland CBD, Auckland
4% KiwiSaver + volunteer day + free onsite gym!
  • Senior leadership role with direct influence across executive decisions
  • Own and shape compliance strategy across a growing financial services group
  • Lead regulatory engagement and compliance across NZ and Australia
  • Senior leadership role with direct influence across executive decisions
  • Own and shape compliance strategy across a growing financial services group
  • Lead regulatory engagement and compliance across NZ and Australia
Senior compliance leader providing Group wide oversight, executive advice and regulatory leadership across New Zealand and Australia.
Senior compliance leader providing Group wide oversight, executive advice and regulatory leadership across New Zealand and Australia.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
11d ago
11d ago
Listed fifteen hours ago

Legal & Risk Team Lead

at FUJIFILM Business Innovation New Zealand Limited
Be an early applicant

This is a Full time job

Mount Eden, Auckland(Hybrid)
Competitive Salary + Bonus + Health Insurance
  • Permanent, full-time position
  • Close partnership with the Senior Leadership Team and global stakeholders
  • Internationally renowned and global industry-leading company
  • Permanent, full-time position
  • Close partnership with the Senior Leadership Team and global stakeholders
  • Internationally renowned and global industry-leading company
Great opportunity to step into leadership in an in‑house legal and risk setting, while still staying hands‑on with complex commercial work.
Great opportunity to step into leadership in an in‑house legal and risk setting, while still staying hands‑on with complex commercial work.
subClassification: Generalists - In-houseGeneralists - In-house
classification: Legal(Legal)
15h ago
15h ago
Listed seven days ago

Compliance Manager l Funds Management

at Convergence

This is a Full time job

Auckland CBD, Auckland(Hybrid)
  • Highly regarded fund manager known for performance and employee recognition
  • Collaborative, mature compliance environment where your input is highly valued
  • Engage with key internal stakeholders and build your risk & compliance career
  • Highly regarded fund manager known for performance and employee recognition
  • Collaborative, mature compliance environment where your input is highly valued
  • Engage with key internal stakeholders and build your risk & compliance career
Help to shape compliance culture and influence outcomes in a high-performing, growing investment firm with strong values and real impact.
Help to shape compliance culture and influence outcomes in a high-performing, growing investment firm with strong values and real impact.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
7d ago
7d ago
Listed four days ago

AML Practice Leader

at Frog Recruitment - Auckland

This is a Full time job

Auckland CBD, Auckland(Hybrid)
$130,000 – $144,000 per year
  • Influence AML practice across a growing regulatory team
  • International exposure through global AML frameworks
  • Flexible working with strong development focus
  • Influence AML practice across a growing regulatory team
  • International exposure through global AML frameworks
  • Flexible working with strong development focus
Lead a frontline regulatory team and drive performance, consistency, and impact in a nationally significant operational environment.
Lead a frontline regulatory team and drive performance, consistency, and impact in a nationally significant operational environment.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
4d ago
4d ago
Listed twenty seven days ago

Risk and Compliance Specialist

at Fred Recruitment

This is a Full time job

Greenlane, Auckland
$90K - $100K + Bonus Structure
  • Established business that values longevity, wellbeing + Positive team culture
  • Immediate start available + Close to shops, locals cafes and public transport
  • Pathways to develop your skills, take on new challenges + Advance your career
  • Established business that values longevity, wellbeing + Positive team culture
  • Immediate start available + Close to shops, locals cafes and public transport
  • Pathways to develop your skills, take on new challenges + Advance your career
Step into a Regulatory Risk & Compliance role, taking ownership of compliance, managing risk, and delivering practical solutions
Step into a Regulatory Risk & Compliance role, taking ownership of compliance, managing risk, and delivering practical solutions
Recruited byBec Groves
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
27d ago•Expiring
27d ago•Expiring
Listed seven days ago

Senior Compliance Manager l Funds Management

at Convergence

This is a Full time job

Auckland CBD, Auckland(Hybrid)
  • Join Milford - a highly regarded fund manager known for values driven culture
  • Be part of a dynamically growing NZ owned business
  • Bring your experience to contribute to a best in class compliance function
  • Join Milford - a highly regarded fund manager known for values driven culture
  • Be part of a dynamically growing NZ owned business
  • Bring your experience to contribute to a best in class compliance function
Join market leading firm to drive the ongoing development of a strong Compliance team as the business continues to grow across NZ/AU
Join market leading firm to drive the ongoing development of a strong Compliance team as the business continues to grow across NZ/AU
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
7d ago
7d ago
Listed thirteen days ago

Compliance Manager

at Tribe (New Zealand) Limited

This is a Full time job

Greenlane, Auckland(Hybrid)
Salary + Life Insurance + Birthday Leave
  • Own AML/CFT, CCCFA & core compliance frameworks
  • Lead monitoring, audits & regulatory engagement
  • Report to CEO & shape compliance strategy
  • Own AML/CFT, CCCFA & core compliance frameworks
  • Lead monitoring, audits & regulatory engagement
  • Report to CEO & shape compliance strategy
Lead compliance, drive strong governance and regulatory excellence. Senior compliance role with CEO exposure and real organisational impact.
Lead compliance, drive strong governance and regulatory excellence. Senior compliance role with CEO exposure and real organisational impact.
subClassification: Compliance & RiskCompliance & Risk
classification: Banking & Financial Services(Banking & Financial Services)
13d ago
13d ago
Listed seven days ago

Compliance Lead

at Southern Cross Health Society

This is a Full time job

Auckland CBD, Auckland(Hybrid)
  • Embed the compliance framework across a complex, member-focused organisation
  • Be the trusted compliance advisor to executives, Board and governance forums
  • Flexible working, health & life insurance, and 5 days' wellbeing leave
  • Embed the compliance framework across a complex, member-focused organisation
  • Be the trusted compliance advisor to executives, Board and governance forums
  • Flexible working, health & life insurance, and 5 days' wellbeing leave
Lead compliance capability at New Zealand's largest health insurer, driving member-first outcomes across a complex regulated environment.
Lead compliance capability at New Zealand's largest health insurer, driving member-first outcomes across a complex regulated environment.
subClassification: Quality Assurance & ControlQuality Assurance & Control
classification: Manufacturing, Transport & Logistics(Manufacturing, Transport & Logistics)
7d ago
7d ago
Listed twelve days ago

Adviser Development Manager

at MAS

This is a Full time job

Auckland CBD, Auckland(Hybrid)
Brand-new Adviser Development Manager roles creating impact by lifting the capability, confidence and consistency of our Life and Investment Advisers
Brand-new Adviser Development Manager roles creating impact by lifting the capability, confidence and consistency of our Life and Investment Advisers
subClassification: OtherOther
classification: Insurance & Superannuation(Insurance & Superannuation)
12d ago
12d ago
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